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Provide training/guidance to team members on KYC topics and company's standard;
Report to senior management on KYC/CDD matters;
Hands-on review and perform due diligence checking on all new client onboarding;
Work with front office and Compliance to resolve KYC related issues;
Obtain any exceptional and high-risk approvals from Compliance;
Perform name screening on client and its related parties;
Input client information and upload client documentations into eKYC system;
Perform regular review on existing client;
Review hits generated from name screening system.
Strong understanding of account documentation, due diligence and local Anti-Money Laundering requirements;
Minimum 6 years of relevant experience in handling KYC/CDD process with extensive knowledge in Client onboarding/Client Data management. Candidates with less experience will be considered for AVP role;
Hands-on experience in conducting KYC review for institutional and retail clients in investment banks, securities firms or private banks;
Experience on managing a team and senior management reporting;
Previous experience working in client on-boarding would be highly preferred;
Proficiency in written and spoken Mandarin, English and Cantonese;
Good interpersonal and communication skills;
Able to work under pressure;
Strong analytical, fundamental and technical skills;
Team player, hardworking and attentive to details.