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Charterhouse Partnership Hong Kong, EA Licence No: 16S8066
July 31, 2020
Our client is a highly regarded global financial services group with a leading market position in a number of key business areas including retail, investment banking, sales and trading, asset management and other financial services and products. It is now seeking to hire an experienced Compliance Officer for its Hong Kong office.
Leading global financial services group
Chinese languages skills are very nice-to-have but not mandatory
Attractive salary and benefits
The successful candidate will work as an integral part of a Regional Compliance Team and will support the Fixed Income business division. He/she will be responsible for advising the business segment on compliance matters in relation to new products, business activities/projects, policies, etc. and design and formulate compliance controls and procedures accordingly. He/she will also perform regular compliance reviews and assessments to identify non-compliance risk and recommend appropriate actions.
The successful candidate will have at least 8 years of experience in global markets compliance, or relevant in-house legal/regulatory experience, and have a strong knowledge of the Fixed Income markets and products. Experience working on a trading floor would be advantageous. In addition, the candidate must have a good understanding of local and overseas (Asia Region) regulatory rules and requirements. Excellent skills in either Mandarin or Cantonese would be an added advantage.
If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, enquiries@ charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk
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