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Leading Securities Firm - KYC/AML/Client Onboarding
June 17, 2020
About Our Client Our client is the subsidiary under one of the largest investment group in the world with global presence, having 20+ offices across the APAC, European and American region.
Our client's business in Hong Kong mainly focuses on securities trading, futures trading, investment advisory, custodian and nominee services, in which covers products such as fixed income, structured products, mutual funds and insurance.
They also cover 1000+ Hong Kong stocks, 500+ stocks in the Asian and emerging markets and 500+ US stocks.
Provide support for the mid-and-back office of Client Services Team
Support account on boarding and ensure processes are compliant with internal policy and regulatory requirements
Handle account on boarding with external broker, counterparty and custodian
Handle ad hoc projects assigned by team head.
The Successful Applicant
University degree holder
1+ year experience in securities industry is a plus.
Familiarity with account on-boarding processes, AML and FATCA/ CRS requirements will be ideal
Good interpersonal and communication skills, attentive to details and self-motivated.
Good command of written and spoken English and Chinese (including Putonghua).
What's on Offer
Working location: Admiralty
Working hours and days: Mon - Fri; 0900 - 1800
Professional growth and solid training
Potential contract renewal or temp-to-perm opportunity