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Charterhouse Partnership Hong Kong, EA Licence No: 16S8066
June 7, 2020
Provide compliance advice in line with regulatory requirements and ensure business activities and all other operations are in compliance with regulatory requirements and internal policies
Provide compliance advice on new product launch, selling practices and markets related inquiries
Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry
Assist in attending inquiries from and handling inspection by regulators and Head Office
University degree with at least 5 years relevant experience in the compliance function of a bank (preference in private banking or wealth management industry) or good working experience at HKMA, SFC or equivalent regulatory bodies
Good knowledge of the operations of the securities markets and understanding of regulatory requirements governing selling of investment products
Have a good knowledge of HKMA or SFC rules/regulations in Hong Kong
Team player, independent, hardworking, eager to learn and attention to details
Be able to perform multiple tasks with good interpersonal and communications skills; and
Good command of English and Chinese
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan firstname.lastname@example.org Tel: (852) 3151 1300 Web: www.charterhouse.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you with career advice and assist you to develop a tailored job search strategy.