CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Min 3-5 year of experience in Control, Compliance, Audit and/or Operational Risk
Knowledge of Risk and Control Self Assessments is an advantage.
Knowledge of Banking and Broker Dealer environment is an advantage
Strong communication (both spoken and written) and interpersonal skills to handle senior stakeholders
Strong project management skills
Strong analytical skills
A problem solver and a multi-tasker
Regulatory project tasks:
Work in partnership with business segments to achieve success in the implementation of the global regulatory initiative
Assisting in the mapping of regulations to controls
Reviewing control descriptions for quality and content
Assisting with the remediation of any gaps highlighted through the mapping process
Work closely with internal consultants to understand current status, progress and risks of the program.
Understand any changes in the program and ensure all impacted areas are aware of these changes.
Ensure risk assessment activities required by the Business lines are undertaken on a timely basis.
Work with the Operational risk Management team and the Operations teams to implement dependencies within the risk management system.
Review adoption of standard MCA profiles across Operations and Technology.
Data Quality Analysis on MCA Data and engagement with Business contacts including Architects, Assessment Unit/MGE Owners / Coordinators
Quality assurance reviews of control testing
Prepare your updated resume (please include your current salary package with full breakdown such as base, incentives, annual wage supplement, etc.) and expected package
Simply click on 'Apply here' to drop your resume and contact us to follow-up or send your resume to firstname.lastname@example.org with email title "Project Manager - Compliance [APAC/ Financial Services/ UP 10k]"