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Equity Prime Brokerage Officer - Banking Operations Hong Kong
May 22, 2020
The Equity Prime Brokerage Middle Office team sits in the Global Business Service Unit (GBSU). The team handle operational, administrative and financial processes initiated by Equity and Equity Derivative business lines. In addition, the team ensures the control and security of transaction processing in accordance with current financial legislation and firm wide controls.
Execution of all operational functions from business transacted by the Equity and Equity Derivative FO.
The first level of control of operations and "quality" certification
Post Trade Customer Relationship Management.
Relationship with customers, any support during the life of the transactions
Management of repositories.
Management of external service providers.
Major Accountabilities/Principal Responsibilities:
Answer to specific client requests related to transactions
Management of client escalation requests
Client onboarding operationally including portfolio wrapper set up and reporting configuration.
Streamline booking workflow through automation and process review
Contribute in defining specifications and performing UAT for new information system or booking scheme
Document / update procedures relate to sensitive processes and controls
Liaise with other departments to ensure the smoothness of operational flow
Work closely with different teams (Traders, Sales, Back Offices, IT) in different regions (Asia, Europe, America) to deliver a seamless client experience
Drive key EPB projects (including global initiatives)
Implement Cclient cnetricity within the team
Key Skill Areas & Knowledge Required:
Good equity, fixed income and derivatives products knowledge
Strong and sharp analytical and problem solving skills.
Accuracy, swiftness, ability to work under pressure in a trading environment
Able to prioritize and meet deadlines
Responsible, proactive and autonomous
Being able to work and tackle challenges as a team
Excellent communication skills (both written and spoken); required to work with clients and various internal partners
Client oriented: Always strive for the best for our clients
Excellent command of spoken and written English; other language skills will be a plus
Behavioral Competency Required:
Fully support the team under the framework of the SG Leadership model:
Team spirit - The employee encourages collective success
Innovation - The employee will create conditions that encourage innovation
Responsibility - The employee acts with integrity and in an ethical manner
Commitment - The employee is committed to the role and inspires others
Client orientation - The employee actively improves his/ her relationship with clients
Societe Generale is one of the leading financial services groups in Europe. Based on a diversified and integrated banking model, the Group combines financial solidity and a strategy of sustainable growth.
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.