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Perform appropriate checking, initiate and implement control measures on the current workflow of Asset Management Department based on the regulatory and internal procedures and policies, while exercising good judgment in mitigating risk and following escalation procedures
Review, streamline and enhance daily processes, operations and work flow to ensure control effectiveness
Design and facilitate implementation of operational flows according to new or revised regulations and ordinances
Prepare and consolidate necessary information and data for internal departments or external parties for audit, reporting or other relevant purposes
Liaise with internal departments and external counterparties for daily issues and special/ ad hoc projects
Degree holder in finance or relevant discipline
5-7 years of experience in risk management and control of Asset Management company/Bank/ Securities, is familiar with Securities and Futures Ordinance (SFO)
Self-motivated, able to work under pressure and meet tight deadline Strong knowledge of financial products
Strong analytical and communication skills
Proficiency in written and spoken English and Chinese including Putonghua