CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Front Office Surveillance Analyst (Asset Management)
Posted Monday 11th May 2020
Meraki Talent's leading Asset Management client are shortlisting for a Front Office Surveillance Analyst to join their team in Edinburgh. The team provides oversight ensuring that trading and research activities meet best practice and regulatory standards.
Responsibilities of the Front Office Surveillance Analyst (Asset Management):
-Responsibility for overseeing the delivery of the Front Office Surveillance framework. Which includes oversight responsibility for Market Abuse, Trading Activities, etc.
-Ensuring that investment research is purchased, consumed and valued in accordance with regulatory expectations
-Reporting to internal governance committees who will provide oversight and ensure alignment to regulatory standards and internal policies and procedures
Background of the Front Office Surveillance Analyst (Asset Management):
-Demonstrable experience working with Asset Management and understanding of the end to end Asset Management Model
-Experience working within compliance, internal audit, or assurance within Asset Management
-Analytical thinker with ability to contribute solid and relevant comprehensive research and analysis
-Knowledge of Front Office Order Management Systems, beneficial
Is this job for you? At Meraki, we love recruitment and love words. Is this you?
Ben wants: Asset Management, Edinburgh, Compliance
'Please see our website page headed (eg) 'Privacy Notice' for an explanation about how we use information we collect about you'.