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Develop, maintain and execute quality assurance programme to ensure front office staff of Private Banking Division are performing trading and non-trading activities in compliance with regulatory requirements and internal policies / control procedures
Identify discrepancies, control weaknesses and report control issues to Head of QA and PB Management through regular surveillance
Perform statistical analysis and assist to prepare monthly and yearly report on the surveillance result
Assist on KRI reporting and annual key risk assessment review
Coordinate with IT on system related issue for QA Team, including MIS report and system development and system access review
Perform ad hoc review and investigation upon the request of PB Management
Skills & experience
Degree holder in business, finance, accounting or related disciplines
Minimum 4 years of working experience in audit / operational risk / compliance / control function in regulatory bodies / private bank / retail bank
Good Microsoft Excel skill
Good command in both written and spoken English and Chinese, able to communicate in Putonghua an advantage
Notes to applicants:
Please apply in strict confidence with full resume, academic record, current and expected salaries.
The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
Candidates with Enhanced Competency Framework (ECF): please state on the CV.
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited ("BOCI"), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.