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Promote the Compliance Culture within the Company.
Assist the Company in maintaining its compliance with regulatory obligations.
Provide support to the Company's Senior Management by providing assurance on the systems and controls connected with the Company's regulated activities.
Assist with Risk Event (including Breaches) reporting, and associated management of Action Plans.
Produce Risk Management Information.
Regulatory Compliance Policy
To assist in reviewing the Company's Compliance Procedures.
To ensure that the Compliance team's internal processes remain up-to-date.
To assist in reviewing upcoming regulatory developments
To assist in communicating and embedding regulatory changes into Operational processes and providing oversight as required.
To assist in Committee and Board compliance reporting as required.
To assist in the preparation of the Management Risk & Compliance MI pack as required.
External Audits, Internal Audits, Client Audits
To assist with compliance related queries.
To assist in meetings with both External and Internal auditors.
Experience in planning and undertaking compliance detailed reviews of financial services including thematic reviews and or undertaking quality assurance monitoring, identifying and recording issues from this work and ensuring remedial work is undertaken.
Proven skills in producing and presenting monitoring reports of an exceptional standard to senior management.
Ability to work to tight deadlines whilst ensuring the work undertaken remains to a high standard.
Excellent planning and prioritisation skills are essential.
Effective and concise verbal and written communication skills are essential.
Good knowledge of the English language and grammar.
Good attention to detail.
FNZ is the market leading provider of technology and administration services to major financial institutions in the platform and wealth management sectors across the globe. We partner with life companies, banks, asset managers and discretionary wealth managers to enable them to develop and distribute financial products and services to their customers across all major distribution channels.
FNZ has a strong blue-chip customer base including Standard Life, Axa Wealth, JP Morgan, HSBC, AMP, National Australia Bank, Bank of New Zealand, Friends Life, UBS, Zurich Financial and Close Brothers Asset Management. It has helped these customers grow to over £30 billion of platform assets in aggregate. FNZ now employs over 700 people with offices in Edinburgh, London, Bristol, Brno (Czech Republic), Wellington and Sydney.
Be part of a highly successful, rapidly growing, global business that is leading the delivery of financial services via cloud computing and partners with some of the world's largest companies;
Remuneration and career advancement is based on individual contribution and business impact rather than tenure or seniority;
We provide significant financial rewards for high performing individuals; and
We provide global career opportunities for our best employees at any of our offices in the UK, Czech Republic, Australia or New Zealand.