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Working closely with both Legal and other departments, you will be the point person dealing with regulators on matters pertaining (but not limited to)
Licensing and approval applications, compliance requirements i.e. AML/CFT and other related topics. You should be providing regulatory analysis of proposed business/operation structure, new products and help to prepare submissions to secure regulatory and licensing approvals for services, products and platforms
General corporate commercial aspect of the role will include drafting, reviewing and negotiation a wide array of commercial agreements ranging from marketing services contracts, vendor agreements, software licensing and others
You are legally qualified (commonwealth preferred) with ideally min 5 PQE. Relevant experience in Financial Regulatory law gained in law firms and in-house will be well regarded
To be successful in the role, you will need to be a team player, able to work independently, function well in a high pressure and fast paced environment.
Strong passion for fintech/startup would also be critical to do well in the role.
Interact and build relationship with regulators
Ensure regulatory and compliance requirement/obligations from the company are met
Kept abreast of developments in the Financial Services Regulatory space
Manage external counsels whenever required
Assist on submissions to obtain regulatory and licensing approvals
Advise on general corporate commercial matters
Support the Head of Legal & Compliance on any other matters at the group level
Bar qualification (min 5 PQE)
Experience in the Financial Services Regulatory space (in-house or law firm)
Keen interest to work in a fast-paced environment and deal with frontier topics within the FinTech space