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Headquartered in Bristol, my client is a leading Investment Management firm looking for a Compliance Manager to join the team.
The team is looking for a candidate with experience working in Compliance within Financial Services.
Responsibilities include (but are not limited to):
Working closely with the Head of Compliance Advice and other members of the HL Compliance team to determine which Compliance related projects need prioritising and working on
Direct relationship with the FSA on all requests they make for information
To aid in the improvement of the coordination, efficiency and the effectiveness of the Compliance Team
To critically assess the teams' approach to compliance and suggest improvements that could be made
To be considered for this position you ideally need to:
Pension or Financial Services related qualifications
Extensive understanding of risk management
A firm understanding of the role of the FCA within financial services
Experience of dealing with the FCA including dealing with FCA supervision teams
The ability to interpret complex regulatory documents and communicate efficiently and clearly
Good at building relationships with senior management (experience is desired)
Able to work independently and manage workloads effectively
If you are interested in this position and your experience meets the requirements, please apply via the button below. If you do not receive a response on your application in 3-5 working days, please assume your application has been unsuccessful on this occasion.
If you are interested in a new opportunity but your experience doesn't fit this role, please e-mail me at email@example.com with an up to date CV and I will get back to you.
If you are not interested but know someone who might be then JCW offer a generous referral scheme reward, whereby anyone who refers us to a successfully placed candidate is entitled to up to £250 worth of vouchers.