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Being the regional role within the Asia AML KYC/CDD Advisory Team, you are required to liaise/co-ordinate with the Country Financial Crimes Team on regular basis and support resolution of competing requirements between regulators and Internal FCC Policies and Procedures
Reviewing KYC/ Client Onboarding escalations and provide advice to First line of Business and/or Operations Unit to ensure compliance with applicable regulatory requirements in Asia and internal FCC policies and procedures
Conducting Enhanced Due Diligence (EDD) on prospective and existing high-risk clients to identify issues presenting potential legal, regulatory, sanctions or reputational risk, primarily utilizing publicly available data sources, vendor reports and/or reviewing client documentation
Updating, drafting and implementing applicable Internal FCC policies and procedures
Provide business analysis, design expertise, system testing and deployment of key initiatives to deliver on KYC & Client Due Diligence (CDD) change initiatives by reviewing business requirement documents (BRDs) or other functional requirements and act as SMEfor the project, coordinating end to end delivery, stakeholder management and writing procedures
Support the embedment of the risk framework for all financial crime risks (AML, ABC, Sanctions) within client processes including the KYC/ CDD procedures
Required to assess and analyse the current state of customer screening requirements (PEPs, Adverse Media, Local Lists etc.) across the region and designing future state roadmaps so to bring consistency
Interact within wider FCC and other Business Units for the implementation of policies and procedures; execute oversight function to monitor; and provide training to employees on FCC related topics
Work with direct manager and Leadership Team to maintain proactive management of client escalations, issues and other items that require special handling related to KYC record completions
Sound knowledge of Industry KYC/CDD/Compliance/Anti Money Laundering rules. Industry related certification (e.g. CAMS or ICA Diploma) will be an added advantage
5-8 years of KYC and CDD experience in wholesale financial services is required including an understanding of wholesale & transaction banking businesses/products, infrastructure, applications
Being aware of regulatory changes and current events, both local and cross border, that may have an impact on existing and potential client relationships
Strong ability to communicate effectively at all levels of the organization including front office individuals, skilled at diplomatically breaking down barriers and obstacles
Detailed oriented, analytical, inquisitive and apply sound judgements
Proficiency in PowerPoint and Excel, and experience in external database searches, such as World Check, Factiva, and Lexis/Nexis
We regret to inform that only shortlisted applicants will be notified.