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Global Counterparty Credit (GCC) ensures the credit, trading documentation and regulatory requirements clients are met in a timely manner, negotiating trading agreements, submission of high-quality credit reviews, proactively managing a diverse portfolio of accounts, ensuring a balance between return objectives and the Bank's accepted risk tolerances. The Global Client Management (GCM) team within GCC is responsible for implementing and ensuring compliance with G20 regulations for TD Securities trading clients.
The successful candidate will engage clients in the Over-The-Counter (OTC) derivatives space to ensure regulatory compliance. The role requires the analysis and review of bank and client regulatory documentation on a daily basis.
The key responsibilities would include, but not be limited to:
Understand the current state of legislation, regulation, and guidance with respect to OTC derivative transactions globally including Canada, the US, and the EU; Distinguish the cross-border applicability of OTC derivative regulations across multiple OTC asset classes; Communicate OTC derivative regulatory requirements to clients and their legal representatives in a business-friendly manner in order to finalize regulatory documentation; Prepare and thoroughly review the necessary documentation requirements and disclosures to ensure TD Securities' regulatory obligations are met; Work with the trading desks to understand client needs and track and prioritize high value relationships; Ensure support is provided to trading desks in a timely manner across several time zones including North America, Europe, and Asia; Explain the necessity and significance of OTC derivative regulations to internal and external stakeholders if challenged; Develop a solid understanding of the Bank's requirements in areas of global regulatory framework, credit and documentation; Review and analyze TD Securities' new and existing client base to ensure regulatory compliance on a day to day basis; Utilize technology to track and monitor workflow and updating databases with required information; Produce reports and status updates as required; Escalate issues proactively and in a timely manner; Be a reliable source of reference to internal business partners; Provide assistance to the team on a day to basis and work on ad hoc projects as may be required.
Post graduate degree preferred
Understanding of Dodd-Frank, EMIR and Canadian regulations in derivatives area and the global regulatory environment
2 plus years capital markets work experience
Strong Excel/Powerpoint Skills
Demonstrated client centric focus and excellent client management skills
Strong attention to detail, particularly with respect to complex and changing regulations
Proven ability to maintain key relationships
Strong communication skills and consensus builder
Commitment to delivering results within aggressive timelines
Must be able to support US Business days
Ability to work independently and within a team environment
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.