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Strategy Leading the way in International Banking. We support the people and companies driving investment, trade and wealth creation across Asia, Africa and the Middle East. And our heritage and values are expressed in our brand promise - here for good.
Business SCB HK Funds Processes
Follow the DOI and SLM to process NAV valuation .
People and Talent
Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm
Support and facilitate Peer Reviews and Best practice sharing across countries
To ensure all control/operating procedure and documentations are properly followed
To ensure compliance to all established procedures, regulations and the group guidelines
To keep track of changes of internal and external affecting clients and communicate such changes, along with impact analysis, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication
Governance In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the [GBS China Fund Services] to achieve the outcomes set out in the Bank's Conduct Principles : [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
[Insert local regulator e.g. PRA/FCA prescribed responsibilities and Rationale for allocation].
Serve as a Director of the Board of [ SCB HK Fund Services ]
Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association (or equivalent)