CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
IBKR Ireland, a subsidiary of publicly traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field. Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools. Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Canada, the United Kingdom, Switzerland, Hungary, Estonia, Russia, India, Hong Kong, China, Japan and Australia. IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world. Click HERE to view a short video with a few words from current Interactive Brokers employees. For more information, please visit www.ibkr.com/info We are looking for a Head of Client Asset Oversight ("HCAO") for a proposed new brokerage firm located in Ireland, which is currently in the application stage with the Central Bank of Ireland ("CBI"). It is expected that the successful candidate for this senior position will be approved by the CBI for the HCAO preapproved control function (PCF-45). Job Description: In this role the candidate will be responsible for the protection of client assets under the Client Asset Regulations, including associated reporting requirements and interfacing with auditors to ensure that the external assurance review is completed. In addition, the candidate will also be responsible for meeting all prudential regulatory requirements (including external reporting), and will have ownership of the ICAAP process, resolution framework material and other required analytical submissions. In this role the candidate will undertake ad-hoc financial analysis of the business, and will be the key interface with auditors and the to IBKR's centralized accounting function. The position offers the opportunity for significant professional growth. It will suit an intellectually curious and highly organised person who is an analytical thinker. The role reports locally to the Board and functionally to the Head of European Financial Regulatory Reporting. The ability to streamline and automate manual processes will be highly valued. The successful candidate may be an existing HCAO, and will be an expert in:
Implementing the detailed control and governance requirements to protect client assets under the Client Asset Regulations.
Meeting Irish and EU prudential regulatory requirements, including the preparation of periodic returns to the CBI, ideally at an investment firm.
Design, implementation and approval of controls over client assets in accordance with the Client Asset Regulations and CBI requirements.
Developing and coordinating the internal capital adequacy assessment process.
Managing and developing the recovery and resolution plans within the context of the CBI's Resolution Framework.
Advising the Board of Directors and other functional areas of any relevant client asset, prudential regulatory and financial requirements.
Maintaining a good understanding of existing regulations and of upcoming developments, covering both client assets and prudential regulation.
Preparing and sending to the CBI all required prudential and client asset related returns for a MiFID investment firm.
Developing and enhancing all procedures related to good regulatory and financial controls.
Developing and chairing the CAMP internal management committee.
Review and approval of the daily client asset calculation and reconciliations.
Researching the client asset and prudential regulatory impact of new products, services and markets.
Creating functional business requirements for enhancements to existing financial, regulatory and operational systems.
Planning, coordinating and managing audits and regulatory examinations.
Qualifications & Experience: Required
A strong understanding of the Client Asset Regulations, and their practical implementation.
A thorough knowledge of EU regulation and directives and their implementation, especially CRR and MiFID II (as it applies to client protection).
Ability to work under pressure and in deadline-driven conditions.
A self-starter with strong analytical and communication skills, as this role requires both multi-national interaction and independent work.
An accounting qualification and experience of working for a MiFID investment firm are both strong pluses.
Experience working with equities, foreign exchange and listed derivatives.
Demonstrable experience of documenting and describing processes and policies.
You will be part of a team that is building one of the world's strongest brokerage brands, and part of a global enterprise that employs technology in all aspects of its business to generate growth.