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Overview CREDIT AGRICOLE GROUP is a major player in Europe with a strong international presence through our operations in the globe. CA Indosuez (Switzerland) SA is among the leading foreign Banks in Switzerland specialized in wealth management (Private Banking). With more than CHF 40 billion under management, we offer all the advantages of an independent Swiss bank while benefiting from a top-level international network and a solid parent company, the Crédit Agricole Group.
We are now seeking dedicated and motivated individuals to fill the position of Assistant Compliance Manager of the Hong Kong Branch.
Support the Head of Compliance & Central Files regarding the day-to-day activities of the department;
Provide support on routine staff registration applications, updates and notifications (including appointment/ cessation of section 72B Manager, Chief Executives and Manager-in-Charge) to the HKMA/ SFC/ Company Registry, and perform ongoing monitoring to ensure the internal registration register as well as the information in the HKMA's e-Register are up-to-date;
Assist to process and keep track of the compliance approvals in relation to CPT/OPT hours training records;
Assist to process and keep track of the compliance approvals in relation to gift and entertainment received from/ provided to clients;
Assist in processing staff's semi-annual and annual declarations;
Perform staff dealing controls including approval & statement record keeping, maintenance of staff sensitivity list, highlighting the exceptions and following up with staff;
Download and keep track of new regulations issued by the HKMA/ SFC;
Handle document scanning, filing and other administrative activities.
University degree holder
Prior working experience in Compliance or banking industry, experience in private banking will be an asset;
Detailed-minded and ability to handle tasks in coherent way;
A team player and good communication skills.
You will be offered a rewarding package including performance bonus, and excellent opportunities for a long-term career development. We also provide medical, life insurance, provident fund. Your detailed resume with present and expected salary is welcome by email at firstname.lastname@example.org.
Personal data provided by applicants will be used for recruitment purpose only. Applicants not contacted within 6 weeks may consider their applications unsuccessful, in which case their information will be kept in strict confidence for a maximum of 24 months and only be used for the purpose of selection.