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Job description: Reporting to the team lead, you will take responsibility in fulfilling our clients' needs on full spectrum of regulatory compliance advisory work - from licensing, set up of initial compliance function to ongoing compliance monitoring, amongst other:
Manage the overall process throughout a client's journey for their MAS licence application
Set up the compliance function for clients who have successfully applied for MAS licence, including design of compliance manual and monitoring program tailored to the client's business circumstances
Advise clients on ongoing regulatory compliance requirements and be responsible for clients' requests for advice and assistance on regulatory compliance related matters
Conduct/review associate's work on regulatory compliance review based on MAS' regulatory requirements
Execute ad-hoc projects which affect our clients/ industry (including study of changes to tax incentives, new legal vehicles for investment vehicles, technology adoption for regulatory compliance etc.)
Produce write-ups on regulatory updates which affects the fund management industry
Prepare/ review associate's work on regulatory reporting based on MAS' risk-based capital requirements
Broad knowledge of the Securities and Futures Act, Financial Advisers Act and MAS Notices and Guidelines for Singapore fund management companies
At least 3 years of compliance experience within an asset management firm or 3 years of experience within a consultancy firm auditing fund management companies.
High proficiency in spoken and written English
Able to manage multiple stakeholders including clients, senior management, team lead and associates