CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Working with Enterprise Risk Management (ERM) & the other 2nd line teams, this role will initially support the UK subsidization effort by being the point of contact for financial and credit risk & programs associated with those risk categories.
Peripherally, this candidate would have a generalist view of other risk areas (Compliance, BSA/AML, & Model Risk) to call out issues that may require expertise and input from those areas.
This generalist would have sufficiently broad risk & execution experience to raise questions when appropriate, put pen to paper to move efforts forward and be responsible for the execution of Risk needs in UK subsidization project & other global efforts.
Generalist Risk Knowledge:
Ability to absorb regulator guidance, compare & contrast with current programs in place, other jurisdictions (US, EMEA, Canada, etc.) to offer assessment on gaps, & changes needed
Familiarity with credit review function (objective, sampling, reporting, metrics) to present requirements of a credit review function
Understand financial risk (market, liquidity, capital) sufficiently to be able to opine & provide guidance on oversight of financial risk for UK subsidization
Program Leadership :
This role will implement scalable solutions for UK subsidiary
Collaborate with 2nd line and business owners to implement regulatory changes and 2nd line programs
Program / Project Management experience
Strong relationship building skills
Strong communication skills
Strong execution skills
Governance and Oversight :
Drive the effective communication, implementation and compliance with all Corporate risk management policies and guidelines
Assist in the development and/or implementation of risk management programs and related risk management initiatives
Ensure risk management practices are consistent with regulatory expectations and industry best practices
Participate in various Risk Committees and other relevant corporate and/or business level risk oversight committees
Identification and Assessment :
Actively participate in the due diligence and risk assessment processes and provide direction/guidance
Develop an understanding of business strategy, critical success factors, risk profile and potential exposures
Provide support to business units in the completion of Risk and Control Self-Assessment
Utilize available risk management tools to proactively monitor the control environment
Support significant ERM programs or processes including the RCSA program and Risk Appetite Metrics
Provide reporting as needed ep abreast of new products, services, technologies and applications as well as their respective impact on the business unit's risk profile
Monitoring, Analysis, Reporting and Escalation : Assist the Program office by providing assessment of current programs & develop programs for what is needed
Assist the Program office by providing assessment of current programs & develop programs for what is needed
Provide ongoing guidance and direction in developing and implementing risk management plans and objectives
Serve as subject matter expert, providing ongoing direction and consultative advice to program office with respect to risk management policies, guidelines and best practices
Communicates and delivers on strategic goals
Excellent communication skills-both written and verbal; experience with presenting, facilitating, and gaining consensus is required
Strong leadership skills and ability to navigate effectively in global environment at all levels in the organization and across the company; demonstrate the ability to take ideas forward and to challenge others where appropriate