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Your team You'll be working in the Front Line Support (FLS) team in WM Business Risk Organisation Hong Kong.
Front Line Support is a dedicated independent team as a 1st line of Defense in the Control Framework to execute ex-post Controls. As 1st Line of Defense, we perform Controls checks (ex-post) on our Origination Units (e.g. Client Advisors, Investment Product Specialists) who are located in Singapore and Hong Kong office.
The Controls we execute are primarily driven by Local Regulators [Monetary of Authority of Singapore (MAS) and Hong Kong Monetary Authority (HKMA)] and also our Global requirements.
8-10 years working experience in a Wealth Management environment with direct experience in KYC and Source of Wealth Corroboration in Private Banking
strong SME experience in KYC, SOW and SOW Corroboration
excellent knowledge and understanding of AML KYC risk & a proven ability of working with the 1st line
ability to differentiate borderline risk issues from critical fraudulent
detail oriented, experienced in managing & reducing risk, developed analytical skills, strong listening capabilities
good communication skills and a clear communicator, with exceptional interpersonal skills and a good listening skill
open to continuous learning and continuous education both within the team and with Business Partners and Front Line staffs
proficient in basic Microsoft applications
creative approach to problem solving & challenging existing processes to drive improvements
proactive, independent, Client-Oriented and well-organized Individual
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.