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Man Group is looking to hire a Junior Compliance Officer as part of its AHL & GLG Compliance coverage team.
The role will report into the Deputy Head of Compliance, AHL.
Relevant Man group Compliance Policies & Procedures (P&P)/ Compliance Monitoring Programme (CMP):
Understand the existing Policies and Procedures suite and assist with review and drafting of all necessary updates
Primary owner of the existing monthly/quarterly AHL CMP testing, helping to develop the wider programme so that it adequately tests compliance with P&P
Develop periodic CMP metrics for reporting purposes (including for the AHL and GLG SYSCs)
Regulatory Filings: assist in various regulatory filings on behalf of AHL and GLG
Assist in the response to regulatory enquiries and examinations
DDQs/RFPs: assist in drafting responses to investor enquiries
Regulatory Developments: keep abreast of regulatory developments that may impact AHL and GLG
Regulatory Training: assist in the creation of and dissemination of training
The ideal candidate will have 1-2 years compliance experience from the asset management/hedge fund industry, ideally with experience within a quantitative hedge fund, and will have some experience of the type of tasks mentioned above.
Key Skills & Experience
Educated to degree level or equivalent in a relevant subject such as Legal
Background and understanding of the asset management industry would be beneficial
Approx. 1-2 years' experience in a Financial Crime, Investigations, Research, Due Diligence or Legal role preferred
Experience in analytical report writing and production of management information
Exposure working in a regulated environment
A focused, proactive, goal-orientated team member
Self-starter with strong analytical and problem-solving skills