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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities - Review and give comment (if any) on the Fund Prospectus and provide brief information to Fund Services Team. - Set up compliance rule in CRIMS and perform external monitoring if the compliance rule could not be accommodated by the system. - Be primary point of contact with customer for professional advice enquires, communicating and resolving client's issues - Maintain partnership/relationship with the Business unit / Relationship Managers and be responsive to their service requirements. - To build up service excellence, customers focus mindset and quality culture in the department. - Manage job and work assignment, work schedule and man-power resources to achieve productivity improvement - Monitoring all the compliance rules to be complied with SEC regulatory/Prospectus. - Update on regulatory amendment/update and brief to team and Fund Services Team. - Review new securities condition for invest in accordance with the Fund Prospectus and update into CRIMS. - Update necessary data in Multifonds used for compliance rule monitoring. - Closely follow up response from clients for the violation reason before issuing a formal letter to SEC. Adhere to the deadline to be reported to SEC. - Discuss with the SEC for ambiguity of any SEC's regulations. Document and follow up with SEC until clarification is obtained. - Ensure the compliance of clients with the Fund Prospectus and the SEC's regulations. - Ensure that operations are efficiently managed in strict compliance with local laws and regulations and in line with Group Operation Risk Policy.
Our Ideal Candidate
Personal authority based on established trusted relationships and ability to provide advice and direction which is respected amongst peers
Good knowledge of the businesses and operations of Standard Chartered Bank and the policies, procedures and processes through which information and local law and regulations are addressed throughout the Group Operation Risk Policy
Proven ability to respond to complex challenges and deliver practical solutions and direction which reflect a balanced view of the operation of the bank
Ability to both assess priorities and to focus on work in a structured fashion which delivers results
Sound judgement and anticipation
Strong integrity, independence and resilience
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .