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Do work that matters As Executive Manager, you will work closely with internal risk management stakeholders to provide advice and services relating to all aspects of Compliance Risk. This includes management of regulatory enquiries and compliance issues and incidents, any escalations and reporting of incidents to regulators, risk in change, risk appetite, compliance frameworks and monitoring and assurance.
See yourself in our team CommSec Risk Management is a division of Business & Private Banking Risk Management within CBA Risk Management. The team has four key areas of focus - compliance, credit risk, market risk and operational risk.
On any given day you will
Lead a team which evaluates and provides advice on compliance issues and incidents, including managing any escalation and reporting of incidents to regulators
Plan, scope and perform detailed risk reviews on business strategy, projects, transactions and business processes
Participate in forums with the business to identify and discuss thematic trends and provide guidance on matters that impact decision-making
Contribute to the development of compliance management, learning and development across BPB Risk
Evaluate and advise on compliance issues in relation to product/process initiatives and reviews
Develop and maintain co-operative and effective working relationships with customers including conducting compliance obligations and emerging issues training
Contribute to the design, implementation and on-going improvement of BPB and CommSec compliance manuals, policies, procedures and systems
Advise management of changes to regulations which affect customers and take appropriate actions to ensure ongoing compliance where necessary
Your path looks like If you live and breathe the values and demonstrate the people capabilities we can offer great opportunities both within CommSec Compliance and beyond the wider CBA group. We'll help you find the next step that's right for you and enable you to be your best.
We're interested in hearing from people who have
A tertiary qualification in a relevant discipline e.g. finance, business, law
Solid management experience in financial services working for a regulator or within a similar legal/compliance role
Experience in incident investigations and analysis, including reporting to regulators and managing complex regulatory enquiries and incidents
Strong technical skills & knowledge base in Compliance Risk management
A commercial mind, able to balance risk and business goals
Knowledge of stockbroking and digital channels will be highly regarded
If you're already part of the Commonwealth Bank Group (including Bankwest), you'll need to apply through Sidekick to submit a valid application. We're keen to support you with the next step in your career.