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Do work that matters As a line 2 specialist, you will take the lead in delivering to the business consistent and fit for purpose compliance risk management practices by coordinating the ongoing implementation of the CBA Compliance Risk Management Framework (CRMF).
See yourself in our team CommSec Compliance is responsible for ensuring all business activities, transactions and processes are conducted in accordance with the CBA CRMF. We do this by providing advice, monitoring and oversight of business activities.
On any given day you will
Provide advice of behalf of CommSec, identifying and analysing the impact of new, proposed or amended processes and recommend actions plans to ensure risks are appropriately mitigated
Evaluate and provide advice, in support of the Executive Manager CommSec Compliance , to the business on compliance issues and incidents, including managing any escalation and reporting of incidents to regulators
Participate in forums to identify and discuss thematic trends in the business and provide guidance on matters that impact decision-making
Contribute to the design, implementation and on-going improvement of BPB and CommSec compliance manuals, policies, procedures and systems
Advise management of changes to regulations which affect customers and take appropriate actions to ensure ongoing compliance where necessary
Identify and analyse the impact of new/proposed/amended laws, regulations and industry codes for CommSec, and action plans to ensure compliance and manage implementation efforts
Provide coaching and support to junior members of the Risk team
Your path looks like If you live and breathe the values and demonstrate the people capabilities we can offer great opportunities both within CommSec Risk Management and beyond the wider CBA group. We'll help you find the next step that's right for you and enable you to be your best.
We're interested in hearing from people who
Are degree qualified in a financial, business, risk management or legal discipline
Have solid experience in compliance or risk within the financial services industry
Have experience dealing with regulatory incidents and enquiries
Have an understanding of Australian retail equities, derivatives and margin lending markets
Experience in successfully communicating with and influencing senior stakeholder
Prior experience leading and developing a team
If you're already part of the Commonwealth Bank Group (including Bankwest), you'll need to apply through Sidekick to submit a valid application. We're keen to support you with the next step in your career.