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Working in a team of 4, the responsibilities will be roughly 2/3 across Business Compliance and 1/3 Operational Risk. The job holder will monitor investment restrictions and guidelines, trade surveillance, AML, FATCA and Sanctions. Furthermore, you will conduct compliance monitoring against policies and procedures, advise on conflicts of interest in relation to anti-bribery and corruption and to prepare reports to the CEO, Board of Directors and to the regulators. From a Risk perspective, you will be assisting in the review of RCA's and assist the Ops Risk Senior Manager on any further ad-hoc tasks.
You will be a degree educated individual with at least 2 years of investment compliance experience and will ideally have worked in an asset management business; due to the nature of the role, you should be familiar with either Bloomberg or Blackrock Aladdin.
For more information on the above opportunity, or to have a conversation about career opportunities this year, please reach out to Dominic at 6950 0372