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You will work closely with, and report directly to, the Chief Compliance Officer. You will provide support on all projects to ensure that regulatory framework is adapted, updated and implemented at a French and International level. Your key responsibilities are as follows:
Developing a permanent Compliance Monitoring Plan;
Updating risk maps and registers linked to the company's activities;
Overseeing and participating in carrying out controls in line with regulatory requirements and presenting your conclusions and recommendations to the Chief Compliance Officer;
Assisting the Chief Compliance Officer with reports and surveys issued from all supervisory authorities (AMF, CSSF, FCA et SEC);
Assisting with periodic audits and following up on any recommendations issued after such audits;
Training employees on compliance related topics;
Monitoring regulatory changes as well as implementing or updating the relevant processes according to regulatory developments;
Overseeing the Risk Management system;
Developing and presenting material at management and supervisory committees (Board of Directors, Compliance and Risks Committees, etc.);
Contacting third parties (custodians, back and middle offices, external auditors, fund distributors).
Knowledge, skills & abilities:
Undergraduate degree or equivalent experience required;
Previous experience in a role where you have exercised operational and compliance duties;
Experience carrying out, designing and running compliance testing and monitoring;
An excellent understanding of financial instruments and financial markets, and of the regulations governing them;
Compliance experience within asset management with some knowledge of UCITs would be advantageous;