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Perform periodic monitoring of regulated activities to check for compliance with regulatory requirements and take follow up actions as may be required
Carry out periodic internal training of Company staff in certain areas (e.g. new laws and regulations, AML/CFT, PDPA, etc.) as part of the Company's ongoing compliance training and education programme
Carry out periodic review of the Company's existing Policies and Procedures manuals ("PPM") and assist Head of Department ("HOD") to formulate new PPMs where necessary
Develop compliance review programmes, compliance workplans, self-assessment questionnaire and any other compliance programmes as may be required by HOD, front and back office, parent company, regulators and authorities
Provide compliance advisory support and guidance to back and front office regarding compliance with applicable laws, regulations and rules
Act as a liaison with regulators ( e.g. MAS, SGX ) and parent company on regulatory compliance matters and reporting requirements.
Assist HOD/Compliance Team to work on / carry out any compliance tasks or projects as and when required
Degree holder with least 3 years of work experience in Securities and Derivatives industry, financial institutions, auditing or legal profession
High degree of professional ethics and integrity
Strong analytical and writiting skills
Strong communication, interpersonal and organizational skills
Ability to work independently and interact with people at all levels
A strong team player who is confident, motivated, possesses initiative and the ability to prioritize, multi-task and work under pressure
Join us and discover a rewarding and challenging career with KGI Singapore.
We offer attractive salary package and long-term career development to the successful candidates. You are invited to email your cover letter and full resume via the button APPLY below.
We thank you for your interest and please note that only shortlisted candidates will be notified.