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Summary This role is responsible for supporting internal audit engagements that assess business risk and related application technology across State Street's Enterprise Risk Management (ERM), Global Treasury and Capital functions. An ideal candidate will have a proven record of audit execution in accordance with IIA standards and industry best practices and hands on experience with application and technology audits. Knowledge of the financial industry and specifically capital markets, as well as, related global regulatory expectations is a plus.
Execute audits according to a risk-based methodology, recommending internal control improvements that may include operational enhancements or efficiencies, and effectively measure the residual risk in the scope of the review
Analyze data, facts, and test results to draw appropriate conclusions regarding the effectiveness of the clients internal control environment
Facilitate effective communication and coordination with business management at all levels. Develop a thorough understanding and knowledge base of the company's operations, establish and maintain strong and effective client relationships within the business and supporting IT organizations and assist management in the understanding and adaptation of internal control principles
Evidence strong team leadership skills which include creating an environment of trust, soliciting diverse views from team members and supporting staff development through timely meaningful feedback and on the job mentoring through the project lifecycle
Invest in your development by expanding, maintaining and applying current knowledge of audit industry best practices, regulatory expectations, and subject matter
Display a high degree of professionalism and leadership and possess proficient organizational, analytical, communication and project management skills. Be able to manage complexity, multi-task and work independently in non-routine situations
Demonstrate knowledge of financial and operational internal control methodologies and terminologies (e.g. COSO and COBIT); process and control industry standards; risk management practices and techniques; and internal audit process, technology and tools for planning, design, performance, testing and reporting
Skills and Qualifications:
A bachelor's degree in a relevant field such as Accounting, Finance, Information Systems, Computer Science and/or Business Administration
3+ years of experience with assessment and testing of business and application controls and/ or IT general controls. Experience in either public accounting or financial services internal audit preferred
CISA, CPA, CIA or other applicable certification preferred
Experience in financial services processes and technology, automated business process controls and/ or technical application background
Strong analytical and project management skills, ability to prioritize and multi-task in a fast paced environment
Effective communication skills (both written and verbal) and interpersonal skills as well as interest in developing as a leader within Corporate Audit
A working knowledge of Capital Markets and familiarity with risk management and treasury functions
Proven ability to research, interpret and apply regulatory requirements
Experience with data analytics and data visualization tools
While majority of the time you will work from you primary locations, some domestic and international travel is expected