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A prestigious Asset Management Firm, my client specialises in alternative asset classes. With a professional and driven approach, the successful candidate will be part of a high performing team of experts.
As a generalist, the Compliance Officer will be involved in most day to day elements of the Compliance function, with a broad variety of tasks that include (but are not limited to):
Undertaking testing as part of the Compliance Monitoring Programme
Liaison with regulatory bodies
Development of policies and procedures where needed
Financial Promotions sign off
Assist in the preparation and drafting of various board reports for presentation to senior management and external boards
Financial Crime checks and sanctions screening
Regulatory advice and guidance where needed
Horizon scanning for new regulations that would impact the business
Carry out other duties and projects as and when required
The successful Compliance Officer candidate will have:
Experience of working within the Compliance function of an Alternative Investment Fund (AIF)
Experience of AIFMD regulations
An understanding of MiFID II, UCITS and SMCR
A proactive nature
Strong verbal and written communication skills
University degree or equivalent
The salary range for this position is £50,000-70,000pa, with a comprehensive Financial Services benefits package.