CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
The Compliance manager will assist the head of Risk & compliance in regulatory and operational risk matters to ensure that all regulatory risks are managed and business standards maintained through continuing risk assessment.
Review and prepare analysis of regulatory developments with an impact on the Company
Assist in the implementation of regulatory changes
Maintain and develop the compliance monitoring programmes
Produce MI reports for operational risk management and review committees
Produce client compliance certifications
Assistance with client and prospective client due diligence visits
Undertake monitoring visits to 3rd party suppliers (State Street, DST)
Work with iNEDs and CFO on Assessment of Value
Understanding of UK regulations
Experience of compliance monitoring in a risk-based framework, preferably within asset management
Experience working with fund services monitoring systems
Good understanding of FCA compliance regulations, Gabriel
Ability to work independently and to show initiative
Ability to assimilate and analyse information
Excellent communication skills and logical approach