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Assistant Vice President - Post Trade (Market Surveillance & Monitoring)
Hong Kong Exchanges and Clearing Limited
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Assistant Vice President - Post Trade (Market Surveillance & Monitoring)

Hong Kong Exchanges and Clearing Limited

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Details
Posted:
February 4, 2020
Location:
Salary:
Open
Type:
Full Time
Job Responsibilities:

  • Responsible for real-time and post-trade surveillance on trading activities conducted on HKEX markets
  • Conduct investigations on and take enforcement actions against breaches of SFO, SFC codes and HKEX rules
  • Lead, manage and participate in projects related to market surveillance and rule enforcement
  • Assist with the development of and enhancement to the surveillance system / framework
  • Perform qualitative and quantitative analysis to interpret data, identify trends, deliver insights and present observations, findings and reporting to management
  • Develop, review and maintain internal policies and procedures
  • Communicate and interact with external and internal stakeholders, including: regulators, market participants and internal departments


Job Requirements:

  • University degree in Law, Business Administration, Finance or related disciplines
  • Working knowledge of the securities and derivatives markets, including the applicable law, rules and regulatory requirements
  • Good exposure to a wide variety of securities and derivatives products is an advantage
  • At least 7 years' relevant working experience in trade surveillance, legal or compliance in well-established financial organization
  • Advanced analytical skills on handling large data set and report writing skills focused on delivering insights, with strong attention to details
  • Self-motivated, proven ability to multi-task, complete projects with high quality and on time, and able to adjust effectively to changing priorities
  • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
  • Experience in project management in various stages including planning, testing, implementation and monitoring is an advantage
  • Hands-on experience in industry wide systems (e.g. Bloomberg, Reuters, SMARTS), Microsoft Office (including Word, Excel and PowerPoint) and knowledge of programming (e.g. VBA) and BI tools (e.g. Tableau) is an advantage
  • Team player with strong communication and interpersonal skills
  • Excellent command of written and spoken English and Chinese
  • Candidates with less experience will be considered as Associate


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.

Internal Number: 6890567
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