CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
The KYC Shared Services department provides a Customer Due Diligence (CDD) service to State Street business unites utilizing the Bangalore KYC Shared Service. The department is tasked with verifying the identity of customers of State Street business units, risk profiling those customers from a money-laundering perspective and completing periodic money-laundering risk reviews. CDD must be completed in accordance with State Street KYC / Anti-Money Laundering Compliance policies and procedures. CDD is completed on all clients, customers, accounts and sub-accounts (collectively 'customers') of State Street. This is a permanent position within the department in Bangalore.
Responsibilities will include:-
Validating CDD documentation provided by the business independently from various websites and vendors and requesting missing documentation
Reviewing and tracking CDD documentation for all customers in line with applicable KYC Policies & Procedures
Screening customer's names and other parties against various lists
Completing the necessary forms and documentation required to support CDD as fully auditable
Notifying local management of operational issues
Completing KYC risk assessment using corporate compliance tools and methods prior to account opening and on an on-going basis
Engaging with State Street business units and providing updates and the necessary reports to KYC managers for use in reporting to Compliance and business oversight teams
Interact with oversight teams as required
Gathering and compiling MIS on customers' and underlying investors CDD
Preparing status reports to senior management
Updating and maintenance of the team's database REQUIREMENTS :
Education and Experience
Graduate and above preferably in Finance
Fair understanding and exposure to KYC process
Flexible to work in shifts and extended working hours if required.
Possess good understanding on end to end KYC process.
Ability to perform KYC reviews on different entity types, such as Trusts, Hedge Funds, regulated entities, SPV etc.
Should have worked on World Check, Lexis-Nexis and negative searches.
Understanding of ownership structure.
Ability to communicate confidently, efficiently and clearly in both written and verbal forms
Strong time management skills
Flexibility in re-prioritising tasks
Excellent Microsoft Excel and Word skills
Ability to perform effectively to strict deadlines
The above cited duties and responsibilities describe the general nature and level of work performed by people assigned to the job. They are not intended to be an exhaustive list of all the duties and responsibilities that an incumbent may be expected or asked to perform.