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AML Associate- (first line of defence - Global Corporate Bank)
Aquis Search, EA Licence No: 16S8125
January 5, 2020
Responsibilities of the role:
Manage and drive the ongoing processes for customer onboarding KYC, periodic renewals, sanctions / PEP screening, and transaction monitoring.
Coordinate with potential client, Global KYC, Middle office and 2LoD-compliance to advise and support Business to ensure robust AML/KYC policies, standards, procedures, systems and controls are in place
Monitor business activities and ensure the activities align with the requirements of local regulations and the Group's policies
Follow and evaluate the fulfilment statuses of supervisory opinions and requirements, internal/external audit recommendations and other relevant Group assessments
Develop and support the AML management information / risk analytics / metrics to ensure risk issues are highlighted, reviewed and escalated as appropriate.
Requirements of the role:
University degree/qualifications 5 or above years of relevant experience in AML/KYC with leading financial institutions (or other related disciplines)
Good knowledge in Global Markets, Investment Banking and Corporate Banking products and solutions
Holder of Certified AML Professional (CAMLP) under the HKMA ECF or Certified Anti-Money Laundering Specialists (CAMS) are preferred
Ability to independently lead business initiatives and drive solutions Excellent interpersonal skills and self-motived