CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Risk Surveillance of Commodities and Global Markets
January 5, 2020
Reporting into the Asia Regional Head of Surveillance and engaging a team of level one analysts in Manila, you will support the build-out of our surveillance function in Asia. You will also take a lead role in projects affecting the risk management group and add to the strong and collaborative stakeholder management across the region.
The primary purpose of trade surveillance is to review trading activity to detect potential cases of market manipulation and/or misconduct, insider trading and other types of misuse of material non-public information, in conjunction with electronic communication surveillance.
To do this, the team analyse and investigate alerts generated by an automated trade surveillance solution covering market abuse and insider dealing behaviours for allocated jurisdictions. They investigate matters identified with supervision to determine whether violations of exchange rules or trade behaviour warrant requires escalation for appropriate action. This team also clearly communicate issues arising from the electronic trade surveillance monitoring activities and escalate issues proactively.
To be successful in this role you will need demonstrable analytical skills and attention to detail. This role requires you to be able to spot and document irregular trends and patterns, therefore being methodical and detailed in documentation to follow through are essential.
You will need to have at least 5 years of relevant surveillance, monitoring, review, audit, trader or trader assistant work experience within an Equities, Futures, Fixed Income, FX and Commodity product environment. We would also welcome your application if you are looking to transition into a risk function from market operations, audit or front office roles.
We use technologies such as, SMARTS, Actimize, Digital Reasoning, Bloomberg, and PowerBI. Previous experience in one or more of these systems will be an advantage.
While the role is analytical, there is also a large portion of stakeholder management, negotiation and relationship building. We are looking for someone with strong communication skills, both written and verbal; plus, an Asian language, ideally Chinese. You will have the ability to develop relationships across various stakeholders, including local and regional advisory staff, Technology and the Business.
If you're ready for a career in monitoring and surveillance, apply now.
Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.
Find out more about Macquarie careers at www.macquarie.com/careers
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.
We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.
Advertised: 25 Oct 2019 China Standard Time Applications close: Categories: Mid-senior, Compliance, Legal & Regulatory