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Your team You'll be working in the Client Due Diligence Competency Centre (CDD CC) in Hong Kong or Singapore reporting into the APAC Business Risk Organization (APAC BRO) in Global Wealth Management. Our Competency Centre enables our GWM Business Heads to manage a consistently profitable business that provides superior client experience, by applying the most viable risk management principles and efficient processes. We represent APAC in Global Governance Risk Forums and advise solutions in a commercially astute manner. We support the locations in designing the Market's first line of defense control framework (leveraging on the global Origination Control Framework (OCF)). Our focus is to ensure there is a clear control framework and guidance for our origination of which the practices are in accordance to the prevailing internal policies & regulatory requirements across Hong Kong & Singapore.
at least 7-10 years of past experience of working in a risk, compliance or project/ process improvements role within the finance
detailed exposure to KYC, client documentation, account opening and ongoing monitoring
project management or implementation experiences and can run changes structurally
strong communication skills in the interaction with various internal business stakeholders to clearly and succinctly convey business proposals or results of review
university level education
fluent in English and preferably Chinese as well
can prepare formal presentation material or guidance documentation
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.