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We are on the lookout for Compliance Consultants to work across several projects throughout Europe.
You will be responsible for your own portfolio of clients and assisting/advising them in all regulatory matters pertaining to their business. Specifically, this could include, but is not limited to;
Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior management;
Providing commercially sound regulatory solutions and advice to the senior management of a wide range of entrepreneurial regulated clients;
Managing or participating in regulatory projects, such as annual compliance audits or mock examinations;
Conducting research, writing articles, and/or making internal or client presentations on compliance specific issues.
Assisting with the project management of FCA authorisation applications;
Keeping up to date with current regulatory developments and informing clients as necessary.
Skills and Profile
Entrepreneurial attitude, with a desire to help build a business and help clients do the same;
Able to think commercially about sometimes complex regulatory issues and able to work exacting client demands / deadlines.
Capable of working on-site at client offices using their own initiative – alone or as part of a team.
Clear, diplomatic and comprehensive communicator;
Strong analytical skills; organised and detail oriented with the ability to multi-task and prioritise effectively.
Professional and calm under pressure – you will have to work in different environments often with the senior management of regulated firms.
The successful candidate is likely to be professionally educated and/or a compliance practitioner with relevant experience of wholesale financial services from working at the FCA, in a compliance consultancy or in an in-house compliance position;
Strong academic background (i.e. degree level or recognized professional qualification), in addition to the CFA Investment Management Certificate – Units 1 and 2 (or equivalent)
Sound working knowledge of the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directives, the Alternative Investment Fund Managers Directive, and related FCA rules and guidance;