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Institutional Banking and Markets (IB&M) is responsible for managing the Group's relationships with major corporate and government clients and institutional investors, and provides a full range of capital raising and risk management products and services. The division also performs an important internal role for the Group by providing FICC market, equity derivatives, lending and capital markets execution capabilities to other CBA business units that allows them to capture opportunities with their customers.
See yourself in our team
The Non-Financial Risk and Conduct team is responsible for developing the non-financial risk strategy and supporting the business to proactively reduce risk exposure in the business in the context of IB&M's risk appetite. The Non-Financial Risk and Conduct team is the central conduit between the business, Line 2 and regulators The Associate Director, Regulatory Controls is responsible to support the IB&M business manage its regulatory obligations within appetite and provide subject matter expertise in relation to IB&M systems, processes and controls that ensure compliance with obligations and management of compliance risk.
Key responsibilities will include:
Maintain an understanding of the business and a commercial appreciation of IB&M's strategic objectives;
Leverage productive and proactive working relationships with Line 2 colleagues and Group Audit and Assurance colleagues, and regulators
Develop and maintain excellent and constructive working relationships with all relevant CBA Group and IB&M stakeholder groups and functions (risk, operations, technology, legal, compliance, line 2 risk, etc.)
Build and maintain an understanding of the Group's compliance risk framework and global regulatory requirements and obligations of IB&M
Understand BU strategic objectives and assess and manage the impact on obligations and licensing requirements
Working with colleagues to design, document, implement and embed business processes, procedures and controls to ensure compliance with regulatory expectations
Maintain RiskInSite in line with group standards to demonstrate IB&M effectively manages Risk and Control Self-Assessments (RCSA), Regulatory BU interactions and Issue and incidents on the risk profile
We're interested in hearing from people who have:
Solid understanding of current applicable regulatory requirements relevant to regulated financial institutions in Australia and / or other global locations, preferable in Institutional Banking, corporate lending or FICC markets
Experience across risk, compliance and Institutional Banking products
Ability to manage varied stakeholder groups
Ability to engage and influence colleagues including senior management
Ability to improve processes from a risk and controls perspective
Excellent written and oral communication skills
Strong organizational skills and ability to deliver a programme of work alongside a diverse range of day to day issues
Proven ability to apply a values driven approach to work issues
Able to work collaboratively and in a matrix environment, flexible and agile
If you're already part of the Commonwealth Bank Group (including Bankwest), you'll need to apply through Sidekick to submit a valid application. We're keen to support you with the next step in your career.