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We're diverse team focused on building a simpler, better bank
Together we can be the custodians for the risk universe for CommSec
Do work that matters:
The Risk & Control Advisory & Delivery team is responsible for ensuring that strong controls are in place and decisions are well informed, timely and socialised. They achieve this through providing an end to end risk and control service, including the effective design & implementation of controls, ensuring the operational risk & compliance frameworks are effectively implemented in Broking & Markets including risk in change, and also ensuring the Broking & Markets leadership team has the right level of comfort and governance within their risk environment.
More specifically you will:
Responsible for the design and implementation / support the business to design and implement controls and develop process maps to enable better risk and compliance outcomes
Responsible for ensuring risks are profiled and captured in the Risk Profile (RCSA) and update when risk trigger events occur
Manage root cause analysis of issues and incidents, identifying and implementing control improvements
Responsible for the effective design of controls for all new and changing processes and operations, and support the business through the implementation
Conduct and manage Control Assurance Program (CAP) testing, including the development of test scripts, and report on assurance findings
Prepare information to support the strategic planning process and conduct analysis, tracking and reporting on the Risk Appetite Statement (RAS)
See yourself in our team:
Broking & Markets is a key part of CommSec Retail and is responsible for specialised client services including order management, exchange traded options, international trading, initial public offers and high value clients.
The CommSec Controls Office is a specialised team that provides impartial advice, coordination, education and review services to support risk management across CommSec.
The Broking & Markets controls team is a small team of two that provides Line 1 risk management support services to the managers in Broking & Markets. In doing so it provides confidence to CommSec that risks in the business will be identified and managed to allow execution of the business strategy.
We're interested in hearing from people who have:
Ability to analyse/identify risks and opportunities and recommend appropriate actions
Influencing and consulting skills, the ability to build relationships with stakeholders at all levels
Ability to think critically and analytically and use data driven insights to solve problems
Knowledge of Operational and Compliance Risk frameworks would be advantageous
Controls design experience
People leadership skills, including coaching and guiding others
Extensive experience in banking/financial services/other relevant experience, and/or experience in Operational Risk management roles.
If you're already part of the Commonwealth Bank Group (including Bankwest), you'll need to apply through Sidekick to submit a valid application. We're keen to support you with the next step in your career.