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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
Scope of Role 责任范围
To ensure smooth operations for CMS of Beijing Branch.
To take overall responsibilities of management and supervision on the operational, systems and staffing issues of CMS of Beijing Branch.
To follow up with relevant DOI, "Regulatory Reporting Procedure Approach Guideline" and regulation to prepare and submit the regulatory reporting.
To perform periodically self assessment on regulatory reporting.
Up-front prevent money laundering when execute transaction one by one as per Group/China MLP policy and report any suspicious transaction to risk monitoring team. Ensure money laundering related requirements are incorporated into procedures; cascade money laundering related information to unit staff; act as the trainer on money laundering training; assist VC/Support heads in compliance monitoring on money laundering related requirements; help vet suspicious money laundering cases, Where necessary, before sending them to Country MLPOs.
To perform BAU process, i.e. SV according to procedure requirement, release transactions in process flow systems, etc.
To ensure operations in CMS are in accordance with the established policies, operations procedures, service standard and risk mitigation requirements.
To monitor daily transactions are all approved and processed timely and accurately and daily reconciliation is completed at day end.
To control and enhance efficiency and quality as per job objective in transaction processing and maintain an end to end smooth and stable operations platform on CMS of Beijing branch.
To ensure operations running under CMS in compliance with regulatory requirements/guidelines.
To ensure timely and accurately submission all reports to regulators and Head Office.
To provide proper support to project team on development and implementation on systems and new initiatives.
To ensure all team staffs are provided proper training, included but not limited to induction course, job related policies, operations procedures, regulations, systems and management skills for specific staffs if any.
To ensure all CMS products are processed within agreed Service Level Agreement.
To provide CMS advice to customer and sales team, coordinate with Hub center and sales team to solve the irregular cases.
To comply with the Money Laundering Prevention Policy/Guideline/Procedure and the Code of Conduct.
To be alert at all times to unusual or possibly suspicious customer activity and report promptly any suspicious activity to Business Money Laundering Prevention Officer (BMLPO) and line manager as well as Country MLPO if considered necessary.
To ensure the accuracy, timeliness and completeness of regulatory reports. To ensure the maker/checker mechanism is strictly followed on each regulatory report. To report, correct and resubmit any error identified
To conduct periodical self assessment utilizing existing tools provided. To perform periodically errors analysis and review, ensure the same mistake not repeated