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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities & Our Ideal Candidate
Strategy (Responsibilities that are related to the development and implementation of a strategy)
Input to Group/Region/Country/Client Business operating model design of relevant FCC and business processes. Help implement the FCC vision, strategy, direction and leadership for Retail CFCC in Hong Kong, consistent with the vision and strategy for CFCC and in support of the Group's strategic direction and growth aspirations.
Help ensure that there is adequate support (people, processes, tools, frameworks, systems) in the Country for necessary FCC controls.
Business (Responsibilities related to the delivery of business and / or financial objectives)
Analyse comprehensive impact of financial crime related regulatory matters on the relevant Retail business area and its operations.
Help ensure that key changes (to laws, rules, regulations) are communicated and cascaded (in country), in coordination with group communications.
Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends.
Provide support in keeping track of and provide advice to relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to FCC.
Processes (Processes for which the role is responsible under the ORF as 1st & 2nd line; for executing / completing, and for supervising)
Support in providing governance and oversight over the implementation of FCC-related policies and procedures in Country to ensure compliance with such policies and procedures.
Provide advice to relevant stakeholders on compliance with Group standards relating to AML/Sanctions.
Risk Management (Responsibilities Under Risk Management Framework - both execution and supervisory)
Understand technical aspects of systems relevant to CDD, Client Risk Assessment, and Case Management
Provide advice on the application of risk management frameworks (e.g. ORF, GRA)
Apply Group and FCC policies and processes (client screening, risk assessment) to manage risks.
Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.
Provide support in assessing risks arising from products / segments / geographies / customers / transactions.
Advise relevant stakeholders on outcomes of AML/Sanctions risks identification and assessment methodologies.
Help prepare and cascade lessons learned from audit findings, FCC assurance activities and specific investigations.
Help propose control improvements, enhancements and simplifications where appropriate
Regulatory & Business conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Support the team to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Country RB business stakeholders
RB Client Onboarding teams
Regional & Group CFCC
Country FCC specialists; Senior FCC/Compliance management in Country / Region
Embed Here for good and Group's brand and values in Country;
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .