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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Purpose To provide compliance guidance and advice for retail bank / wealth management business
The Role Responsibilities
Responsible for Trade Surveillance investigations and reporting
Coordinate and handle regulatory enquiries / reviews / surveys / ad hoc information requests received from regulators
Support management to establish appropriate policies, manuals and procedures for their operations with due regard to all applicable Group requirements and regulatory requirements
Review marketing materials, new product initiatives to ensure compliance with regulatory requirement
Review and advise on customer complaints and liaise with regulators as necessary
The Role Requirements
Prior working experience work experience in the banking industry, preferably in the wealth management areas
Knowledge of regulatory requirement of Hong Kong Monetary Authority / Insurance Authority / Securities and Futures Commission will be an added plus
A recognised university degree or professional qualification in Law / Finance / Accounting / Business or related disciplines
Effective communications skills (written and spoken)
Strong analytical skills and g ood judgement and ability to work under pressure
Good interpersonal skills and a team player
Independence and robustness
Personal authority, integrity and ethics
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .