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We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
Leading the way in International Banking. We support the people and companies driving investment, trade and wealth creation across Asia, Africa and the Middle East. And our heritage and values are expressed in our brand promise - here for good.
SCB HK Settlements and Clearing
· Follow the DOI and SLM to process settlements and clearing .
People and Talent
· Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm · Support and facilitate Peer Reviews and Best practice sharing across countries
· To ensure all control/operating procedure and documentations are properly followed · To ensure compliance to all established procedures, regulations and the group guidelines · To keep track of changes of internal and external affecting clients and communicate such changes, along with impact analysis, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication
In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the [GBS China Settlements & Clearing] to achieve the outcomes set out in the Bank's Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
[Insert local regulator e.g. PRA/FCA prescribed responsibilities and Rationale for allocation].
Serve as a Director of the Board of [SCB HK Settlements & Clearing]
Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association (or equivalent)
SCB HK Settlements & Clearing
Ideal Candidate :
1. University graduate with a degree in accounting, finance or related discipline 2. 5 to 7 years' relevant work experience in securities operations with banks, brokers or other financial institutions is preferred. Experience in CA/ settlement in QDII/B-share is preferred. It will be a plus if hold some professional licenses. 3. Good understanding of local and international securities products and operations 4. Good command of spoken and written English 5. Good attention to detail with high levels of accuracy and excellent self-study ability 6. Ability to work independently with minimal supervision and able to handle variety of fast changing situations in terms of work pressure and clients' requirements 7. Good inter-personal and communication skills and the ability to adapt these to work with both external and internal clients 8. Hold local "The securities qualification certificate" (证券从业资格证) and "Fund qualification certificate" (基金从业资格考试) is plus
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .