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The Private Bank, Wealth Advisory, and Wine Division Business Risk unit under the Office of the President is a team of risk management professionals committed to enabling business success in today's complex legal and regulatory environment. The team is situated within SVB's First Line of Defense, providing support and guidance to PBWA & Wine business employees on matters related to effective risk management and sound business operations. We leverage our broad spectrum of multi-disciplinary subject matter expertise to ensure the business is well positioned to operate as it continues to evolve.
The Business Risk Analyst will be responsible for the management of several programs critical to First Line of Defense success and development. The employee will be the team's lead on matters related to maintenance and expansion of the unit's Risk and Control Self-Assessment (RCSA) program. The employee will be expected to ensure critical business processes are mapped to risk mitigating controls, and catalog changes to the unit's risk & control environment as the business continues to grow and evolve. The Business Risk Analyst will also be responsible for leading process automation, and change management efforts in partnership with business leads and subject matter experts. Lastly, the Business Risk Analyst will serve as the unit's Business Continuity Management Champion, ensuring the business is equipped to continue operating when impacted by significant disasters or outages. As a member of the team, the employee will gain valuable exposure to a wide variety of risk management best practices, and will have the opportunity to contribute to projects critical to Business Risk program growth.
As this position will support both consumer and commercial banking teams, versatility is key. The Business Risk Analyst will require broad knowledge of consumer and commercial banking products and services, as well as applicable laws and regulations. An understanding of operations and client service related functions is critical. Being able to "connect the dots" between related teams and workflows will be paramount to achieving success in this role.
End-To-End management of Private Bank, Wealth Advisory, and Wine Division RCSA program
Maintaining an "evergreen" catalog of organizational critical processes, key risks, and risk mitigating controls
Collaborating with business unit leads and risk partners in identifying opportunities for effective control monitoring practices
Identifying opportunities for process/control enhancement or automation, and managing related projects
Educating business employees on risk management best practices related to the performance of critical processes
Assess inherent risk(s) associate with changes to employee roles & responsibilities. Partner with business to ensure seamless transition
Operate as Business Continuity Management Coordinator for units supported, ensuring critical program deadlines are met
Recommend and implement process & control enhancements aligned with Business Continuity Management best practices
Partner with Compliance, Internal Audit, Business Management, and other internal partners to remain abreast of legal and regulatory requirements
Required Education & Experience:
3-5 years of experience in a Risk Management, Compliance, or Internal Audit based role within the financial services industry
Experience with conducting risk and control assessments within the financial industry
Preferred Education & Experience:
Master's degree in Business, Economics, Legal, Compliance, or Risk Management related field
Experience working as part of a 1st Line of Defense Business Risk organization within the financial industry
Experience working as part of an Enterprise Risk Management organization within the financial industry
In-depth knowledge of consumer & commercial banking laws & regulations, including investments management
Core understanding of deposits, loans, mortgage products, and managed/non-managed investments
Core understanding of Audit & Regulatory examination process, associated remediation efforts, and regulatory change processes
Understanding of bank Business Continuity Management, Disaster Recovery, and Crisis Management practices
Must be highly proficient in MS PowerPoint, Excel and SharePoint
Excellent communication skills, both verbal and written
Strong organizational skills with the ability to prioritize multiple concurrent projects
Displays excellent investigative and problem-solving skills
Excellent collaborator, able to partner with business employees and 2nd Line of Defense Control Functions
Must be a self-starter. This role will be expected to work autonomously to meet critical deadlines
Ability to create and conduct training, present in front of large audiences
Must be adaptable and flexible to support change, a quick learner