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Excellent opportunity to join and work for a leading global bank.
Key Roles and Responsibilities
The role will be in the FM Compliance team and report to the Head, Controls and Regulatory Reform, Financial Markets Compliance. The successful candidate will be required to undertake the following roles and responsibilities:
coordinate ongoing reviews and oversight for MiFID II including the mapping of MiFID implementation within the Banks internal policy, procedures, and controls frameworks.
Highlighting areas requiring change enhance governance frameworks, policies, processes and controls to minimize compliance and regulatory risk associated with MiFID specifically.
Planning and participate in review / interview work with impacted stakeholders, to review documentation, tracking and process implementation.
Managing the documentation, tracking, and embedding of the review work within holistic end to end documentation that maps to Banks internal frameworks
Qualifications & Skills
Broad understanding of industry approach to regulations and their application, and a strong appreciation of the importance of proper standards of evidence and documentation.
The ability to interact with a broad range of stakeholders, to ensure the requirements are understood, their impact on the business analysed and delivered through to implementation, including the control framework.
technical knowledge of Financial Markets businesses, control frameworks, activities and associated regulatory requirements,
Sound understanding of risks and control frameworks is desirable.
excellent written English with a proven track record mapping and documenting process implementation
Strong MS Excel, MS Word, and MS PowerPoint skills.
6 months contract
1 head role up 10k to 13k
1 supporting role - 6k to 8k
Please click the apply button with your CV to have a quick chat to learn about this opportunity. firstname.lastname@example.org