CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. PIMCO is one of the largest investment managers, actively managing more than $1.88 trillion in assets for clients around the world. PIMCO has over 2,800 employees in 17 offices globally. PIMCO is recognized as an innovator, industry thought leader and trusted advisor to our clients.
PIMCO is one of the world's premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertise to our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to an inclusive culture that engages in our global communities.
ABOUT THE ROLE We are seeking a Regulatory Analyst/Associate to provide legal support for our Legal US Regulatory team within the Legal and Compliance Department in our Newport Beach, CA office.
RESPONSIBILITIES Key responsibilities include, but are not limited to:
Coordinating firmwide U.S. regulatory filings, including monitoring reporting thresholds and maintaining records of all filings
Assisting both in-house and external counsel with ad-hoc document productions, including but not limited to: regulatory exams and/or requests for information and responses to third-party subpoenas
Coordinating responses to various information requests, including regulatory and client requests
Preparing reports, matrices, procedural documentation, and other deliverables for internal and external use
Assisting with regulatory and compliance-related research and miscellaneous special projects as they are assigned
Bachelor's Degree required
Minimum 3 years of law firm or in-house paralegal/regulatory specialist experience
Proficiency in Microsoft Suite; must be able to perform intermediate Excel functions (e.g. formulas, vlookups, etc.)
Demonstrated ability to interpret laws and regulations
Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization as well as external stakeholders
Strong analytical and organizational skills and the ability to manage multiple time sensitive tasks in a challenging, fast paced, deadline driven, and fluid environment
Ability to generate solutions and appropriately escalate to management
Ability to maintain a high level of confidentiality and integrity
Meticulous attention to detail
Quick learner and adaptable to learn new processes, concepts, and skills; ability to take initiative in learning and applying new skills
Highly motivated self-starter with the ability to work collaboratively and independently
Demonstrated competence in thinking strategically, analytically, conceptually, and innovatively, including the ability to synthesize and analyze data
Ability to multi-task, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with high quality output
Demonstrated ability to navigate unstructured processes and simultaneously manage responsibilities of multiple-concurrent projects and competing demands
Clear commitment to PIMCO's culture, values, and approach
PIMCO is committed to offering a comprehensive portfolio of employee benefits designed to support the health and wellbeing of you and your family. Benefits vary by location but may include:
Medical, dental, and vision coverage
Life insurance and travel coverage
401(k) (defined contribution) retirement savings, retirement plan, pension contribution from your first day of employment
Work/life programs such as flexible work arrangements, parental leave and support, employee assistance plan, commuter benefits, health club discounts, and educational/CFA certification reimbursement programs
Community involvement opportunities with The PIMCO Foundation in each PIMCO office