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Reporting to the Head of Legal and Compliance of this specialist fund covering capital markets and financing, you will have broad responsibilities across both regulatory compliance and financial crime compliance.
In addition to day-to-day advisory and reporting, you will contribute to the enhancement of existing and development of new policies and procedures.
Liaison with regulatory
Financial Crime –
Company secretarial – assist with board meetings, minutes, etc
Other tasks related to compliance, regulations and legal.
Suit confident individuals with ~10-15 years of experience
Must have broad compliance and regulatory experience
Well-versed in all aspects of financial crime compliance
Happy to cover operational tasks including documentation, onboarding etc
Team player, able to roll up sleeves and operate effectively in a smaller office
Experience facing off with senior management
Ideally knowledge of capital markets, securitization, project finance, lending, shipping and supply chain financing.
For more information, please apply today.
Sloane | Shorey
Sloane Shorey Consulting is a specialist recruitment firm covering controls, compliance and risk management hiring.
Live vacancy listings: sloaneshorey.catsone.com/careers