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Company Summary: A rapidly growing Life and Annuities Insurance Firm is looking to hire a Chief Compliance Officer. The CCO will help create and maintain the firm's core compliance program from their main office in Phoenix, Arizona, to ensure conformity with all state and federal regulations pertinent to the Life Insurance and Annuities product development and distribution.
As this role supports a new platform, the CCO will be responsible for creating a world-class compliance program and advising the executive team on the best ways to implement best practices into daily operations. This is an exciting opportunity to join a diverse, passionate team with a tight-knit company culture and ambitious plan for continued growth.
The Chief Compliance Officer should have the following qualifications:
At least 7 years of experience in Life Insurance and Annuities compliance with strong track record of liaising with state regulators
The expertise to confidently guide the comprehensive compliance program for the firm, including creation and maintenance of policies and procedures, interfacing with state regulators, regulatory reporting, communication of compliance initiatives to the business line, handling customer complaints and inquiries, and the ability to map out potential regulatory challenges per state requirements
Experience in Reinsurance compliance or operations a plus
JD and any additional insurance-related compliance designations strongly preferred
The drive to function both independently and as part of a larger team across multiple middle and back-office functions
If you are interested in this Chief Compliance Officer role, then please don't wait to apply.