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6 months contract, Business Manager, Wealth Management Division, Hong Kong
January 5, 2020
Responsible for all necessary business processes, policies and regulative requirements of Wealth Management Division (WMD) in Hong Kong, and coordination of requirements with Corporate functions like Risk & Credit Management, Operations, IT and Legal and Compliance.
Ensure smooth implementation of all requirements imposed by the regulative authority Implement controls to ensure rules and policies are adhered to within the department
Develop good knowledge on products and regulations, interpret new regulations alongside with compliance and recommend relevant process changes
Support daily operations of BM, ensure service quality and consistency across front office
Act as first point of contact for issues and queries from Sales and Client Service Officers
Representative in all bank-wide initiatives including major system upgrades, new products & regulatory related projects
Key face off to business dealings with Legal & Compliance, AML, Operations & Risk unit
Knowledge of client investment suitability requirements
Key Experience & Skills
At least 8 years of relevant experience, experience in Private Banking is an absolute advantage
Good understanding in Wealth Management products and relevant regulations
Ability to multi-task and work under pressure
Excellent communication skills with good command of English, Mandarin and Cantonese
Strong financial and business analytical skills
Ability to interact and communicate in location and across regional offices
Regional Disclaimers / Diversity Statement
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.