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State Street's Corporate Audit Department carefully recruits staff with a combination of backgrounds, including prior audit experience in internal and external audit practices, information technology or specialized areas such as regulatory compliance, securities trading and operations. As a member of State Street Corporation's Audit Division you will be part of a team where collaboration is encouraged, excellence is rewarded, and diversity is valued. We offer flexible schedules, continuous training, global exposure and multiple opportunities for personal and professional growth. Our team of audit professionals is responsible for providing independent, objective assurance and advisory services designed to add value, minimize risk and improve the overall control environment of State Street Corporation and its subsidiaries. Our auditors interact and communicate regularly with executive management and have tremendous insight into all parts of the company's daily operations.
This role is responsible for executing internal audit engagements that assess business risk in State Street's Global Advisors (SSGA) area. An ideal candidate will have a proven record of audit execution in accordance with IIA standards and industry best practices and hands on experience with asset management auditing.
Successfully plan, execute and complete audits according to a risk-based methodology, recommending internal control improvements that may include operational enhancements or efficiencies, and effectively measure the residual risk in the scope of the review
Draft, review, finalize and communicate audit deliverables, including discussion item matrices, memos and audit reports to senior and executive management
Analyze data, facts, and test results to draw appropriate conclusions regarding the effectiveness of the clients internal control environment
Facilitate effective communication and coordination with business management at all levels. Develop a thorough understanding and knowledge base of the company's operations, establish and maintain strong and effective client relationships within the business and supporting IT organizations and assist management in the understanding and adaptation of internal control principles
Evidence strong team leadership skills which include creating an environment of trust, soliciting diverse views from team members and supporting staff development through timely meaningful feedback and on the job mentoring through the project lifecycle
Invest in your development by expanding, maintaining and applying current knowledge of audit industry best practices, regulatory expectations, and subject matter
Display a high degree of professionalism and leadership and possess proficient organizational, analytical, communication and project management skills. Be able to manage complexity, multi-task and work independently in non-routine situations
Demonstrate knowledge of financial and operational internal control methodologies and terminologies (e.g. COSO and COBIT); process and control industry standards; risk management practices and techniques; and internal audit process, technology and tools for planning, design, performance, testing and reporting
Skills And Qualifications
Approximately 5 or more years of experience in asset management industry experience
CFA, CPA, CIA or other applicable certification preferred
Awareness of relevant regulatory framework and requirements (e.g. MiFID II)
Strong analytical and project management skills, ability to prioritize and multi-task in a fast paced environment
Effective communication skills (both written and verbal) and interpersonal skills as well as interest in developing as a leader within Corporate Audit
Motivated self-starter and proven ability to research, interpret and apply regulatory requirements
Ability to build strong working relationships with key partners, peers, staff and executives at all levels
Some travel is expected to locations where State Street operates