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INVESTMENT COMPLIANCE - MANAGER / SENIOR MANAGER OR ABOVE
Recruitment Intelligence Consultants Limited
January 5, 2020
International Asset Management Firm
Our client is an international asset management company with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them in Hong Kong.
Assist and support the business with respect to the on-going development, implementation and monitoring relevant to the asset management business in Asia. Portfolio Compliance monitoring, including coding of investment restrictions, pre-trade and post trade monitoring. Trade surveillance monitoring. Disclosure of Interests monitoring and reporting. Review and production of reports to external clients, internal clients and regulators. Harmonize, implement, review and maintain global and regional policies for AP offices. Provide advice to businesses on relevant regulatory and policy requirements applicable to AP offices. Provide training to relevant teams relating to regulations and internal policies. Perform any ad-hoc tasks or projects as needed
To be qualified, you should be a Degree holder with around 5 to 10 years of relevant experience. Hands-on investment compliance monitoring experience. Excellent communication skills.
Interested applicants should send a detailed resume to Kelly Kam by email to email@example.com or by fax to (852) 2838 3323 quoting reference eFC3116
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)